ProVest's Risk Management and Compliance group supports the business to accomplish its objectives by bringing a systematic, disciplined approach to the continuous evaluation and improvement of the effectiveness of our governance, operational and control environment.

Our integrated process includes working closely with ProVest's Operations and Legal groups to identify and address matters of concern that face our clients and our industry, as well as emerging trends. Coupled with our coordinated efforts to respond to trends and concerns, our regular reviews complement ProVest's information technology and data features to provide a solid foundation for compliance measures across the company's operations. These efforts are consistently guided by our roadmap - a comprehensive plan for ProVest's risk management and compliance operations.

Roadmap

ProVest's roadmap for driving accountability and providing sound practices across our organization starts with the integration of our compliance framework across all departments. Adopting this proactive risk management approach required fundamentally changing how we thought about compliance - it became embedded in the very way in which we conduct our business.

Risk assessments, internal audits, and monitoring activities are critical across our operations and instrumental in shifting our way of thinking. Our reporting and communication transparency is critical for training and educating our team members to play a role in the overall compliance program. Remediation of any identified issues is managed closely to ensure actions are taken for continuous process improvement.